Top 5 EB-5 Broker-Dealers Recognized, Vivek Tandon Named Among Honorees

Sequence Financial Specialists LLC's Managing Director Vivek Tandon, Esq. awarded by EB5 Investors Magazine for industry leadership and compliance practices.

Published on Mar. 6, 2026

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Sequence Financial Specialists LLC, a FINRA-registered broker-dealer based in Florence, South Carolina, announced that its Managing Director Vivek Tandon, Esq. has been named a Top 5 Broker-Dealers Award winner by EB5 Investors Magazine. The award recognizes leading FINRA/SEC-registered professionals in the EB-5 investment industry based on industry standing and due diligence practices.

Why it matters

The EB-5 visa program allows foreign investors to obtain U.S. permanent residency by investing in job-creating projects. As one of the top-ranked broker-dealers in the EB-5 industry, Sequence Financial Specialists and Vivek Tandon's recognition highlights the firm's commitment to regulatory compliance and providing investors with vetted investment opportunities.

The details

Vivek Tandon is a FINRA Series 7 and 63 licensed broker and SEC-registered representative who focuses on EB-5 visa investments, advising clients on compliant investment opportunities in real estate and job-creating projects. Sequence Financial Specialists LLC is a FINRA-registered broker-dealer that provides brokerage services in alternative investments, including EB-5 offerings, and operates under strict regulatory compliance.

  • Vivek Tandon was named a Top 5 Broker-Dealers Award winner by EB5 Investors Magazine in 2025.
  • The award was announced in the magazine's latest edition published on March 5, 2026.

The players

Vivek Tandon, Esq.

The Managing Director of Sequence Financial Specialists LLC, a FINRA Series 7 and 63 licensed broker and SEC-registered representative who focuses on EB-5 visa investments.

Sequence Financial Specialists LLC

A FINRA-registered broker-dealer based in Florence, South Carolina that provides brokerage services in alternative investments, including EB-5 offerings, and operates under strict regulatory compliance.

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The takeaway

Vivek Tandon and Sequence Financial Specialists' recognition as a top EB-5 broker-dealer demonstrates the firm's commitment to regulatory compliance and providing investors with vetted investment opportunities in the EB-5 visa program, which allows foreign investors to obtain U.S. permanent residency by investing in job-creating projects.