KoreComply LLC Launches to Deliver Trusted Compliance Solutions for Modern Financial Firms

Industry Veteran Mark Paverman Appointed President to Lead National Expansion

Apr. 9, 2026 at 2:39pm

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A photorealistic studio still life featuring a stack of financial documents, a pen, and a calculator arranged elegantly on a clean, white background, symbolizing the abstract concepts of corporate compliance and regulatory oversight.A minimalist still life captures the essence of KoreComply's mission to simplify compliance for modern financial firms.NYC Today

KoreComply, a new full-service regulatory compliance and advisory firm focused on broker-dealers and regulated financial institutions, has officially launched. The company will provide outsourced compliance leadership, regulatory consulting, FINRA and SEC regulatory support, and technology-enabled compliance infrastructure to firms operating in today's increasingly complex regulatory environment.

Why it matters

As financial firms face growing regulatory pressure and operational complexity, KoreComply aims to simplify and strengthen compliance through scalable solutions, expert guidance, and integrated technology. The company's launch represents a natural evolution in how compliance services are delivered, combining experienced professionals with scalable infrastructure and technology.

The details

KoreComply will offer a comprehensive suite of services, including outsourced Chief Compliance Officer (CCO), FINOP, and Principal services, FINRA New Membership Applications (NMA), Continuing Membership Applications (CMA), and MATCON filings, SEC Transfer Agent services, AML program development and independent testing, Written Supervisory Procedures (WSP) and compliance program design, mock regulatory examinations and audit readiness, electronic communications and marketing review, KYC and suitability oversight, and regulatory training programs. The company also leverages a national network of licensed compliance professionals, allowing it to scale services efficiently while maintaining deep regulatory expertise across FINRA and SEC regulatory frameworks.

  • KoreComply officially announced its launch on April 9, 2026.

The players

KoreComply LLC

A new full-service regulatory compliance and advisory firm focused on broker-dealers and regulated financial institutions.

Mark Paverman

The President of KoreComply, bringing decades of experience in broker-dealer compliance, regulatory strategy, and FINRA operations.

Jason Futko

The Chief Financial Officer of KoreComply.

Dr. Kiran Garimella

The Chief Technology Officer of KoreComply.

Oscar A. Jofre

The Executive Chairman of KoreComply.

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What they’re saying

“It's an exciting time to launch KoreComply as firms face growing regulatory pressure and operational complexity. Our goal is to provide broker-dealers and regulated firms with a trusted partner that not only ensures compliance but enables them to scale with confidence.”

— Mark Paverman, President of KoreComply

“KoreComply represents a natural evolution in how compliance services are delivered. By combining experienced professionals with scalable infrastructure and technology, we are building a platform that addresses one of the most critical challenges facing financial firms today, including broker-dealers and SEC-registered transfer agents.”

— Oscar A. Jofre, Executive Chairman

What’s next

KoreComply is positioned to serve broker-dealers, SEC transfer agents, investment advisors, funding platforms, and capital markets firms across the United States, with plans to scale nationally over the next three years.

The takeaway

KoreComply's launch comes at a critical time for financial firms facing increasing regulatory pressure and operational complexity. By providing a comprehensive suite of compliance services backed by experienced professionals and scalable technology, the company aims to simplify and strengthen compliance, enabling firms to navigate the evolving regulatory landscape with confidence.