Capitalize Unveils New 401(k) Rollover Platform

Platform aims to help advisors capture $2.1 trillion in held-away retirement assets

Mar. 31, 2026 at 3:29pm

Got story updates? Submit your updates here. ›

An extreme close-up of a complex network of gears, levers, and mechanical components in shades of steel gray and silver, conceptually representing the intricate financial infrastructure that enables 401(k) rollovers.Capitalize's new platform aims to streamline the 401(k) rollover process, making it easier for financial advisors to capture a share of the trillions in held-away retirement assets.NYC Today

Capitalize, a financial technology company, has announced the launch of a new platform designed to help financial advisors capture a portion of the $2.1 trillion in 401(k) assets that are currently held away from professional management. The platform is intended to streamline the 401(k) rollover process, making it easier for advisors to connect with clients and facilitate the transfer of retirement savings.

Why it matters

The $2.1 trillion in held-away 401(k) assets represents a significant opportunity for financial advisors to grow their client base and assets under management. By providing a user-friendly platform to facilitate rollovers, Capitalize aims to make it simpler for advisors to tap into this vast pool of potential clients and help them better manage their retirement savings.

The details

Capitalize's new platform offers a range of features to support the 401(k) rollover process, including automated account search, digital paperwork, and secure fund transfers. The company's goal is to reduce the time and complexity typically associated with rolling over a 401(k), making it more appealing for individuals to consolidate their retirement savings with a professional advisor.

  • Capitalize announced the new platform on March 31, 2026.

The players

Capitalize

A financial technology company that provides tools and services to help financial advisors and their clients manage retirement assets.

Got photos? Submit your photos here. ›

What they’re saying

“We're excited to offer this new platform to help advisors capture a larger share of the trillions of dollars in 401(k) assets that are currently held away from professional management.”

— Eric Nisall, Head of Product at Capitalize

What’s next

Capitalize plans to continue expanding the features and functionality of its 401(k) rollover platform to better serve financial advisors and their clients.

The takeaway

Capitalize's new platform represents a significant opportunity for financial advisors to grow their business by making it easier for clients to consolidate their retirement savings and benefit from professional management.