Smead Capital Management Appoints Brian Briggs as Chief Compliance Officer

The new CCO will oversee regulatory compliance for the Phoenix-based investment firm.

Apr. 1, 2026 at 2:45pm

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Smead Capital Management, a Phoenix-based investment management firm, has appointed Brian Briggs as its new Chief Compliance Officer. Briggs will be responsible for overseeing regulatory compliance and risk management for the firm.

Why it matters

As an investment management firm, Smead Capital is required to adhere to a complex web of financial regulations. The appointment of an experienced CCO like Briggs signals the firm's commitment to maintaining strong compliance practices and mitigating regulatory risks.

The details

In his new role, Briggs will be tasked with developing and implementing compliance policies, conducting audits, and ensuring the firm meets all applicable rules and regulations set forth by the SEC and other governing bodies. He brings over 15 years of compliance experience to Smead Capital, having previously held similar roles at other investment management firms.

  • Briggs was appointed as Smead Capital's new Chief Compliance Officer on April 1, 2026.

The players

Smead Capital Management

A Phoenix-based investment management firm that oversees over $5 billion in client assets.

Brian Briggs

An experienced compliance professional who was appointed as the new Chief Compliance Officer of Smead Capital Management.

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What they’re saying

“We are thrilled to welcome Brian to the Smead Capital team. His deep expertise in compliance and risk management will be invaluable as we continue to grow our business and serve our clients.”

— Cole Smead, President and Portfolio Manager, Smead Capital Management

The takeaway

Smead Capital's appointment of an experienced Chief Compliance Officer underscores the firm's commitment to maintaining robust regulatory compliance practices as it continues to expand its investment management business.